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Welcome to Frank Legan's site
Kelly is currently the Director of Compliance at Cedar Brook Group. She is responsible for the daily management and oversight of compliance tasks within Cedar Brook Group’s independent RIA. In addition, she also assists with analyzing client data and working with the firm’s partners and associates, creating a unique client experience through comprehensive financial planning.
Prior to starting at Cedar Brook in March 2013, she worked in various roles for notable local firms where she was responsible for providing planning, income tax and operations support for high net worth individuals, business owners and physicians.
Kelly earned the CERTIFIED FINANCIAL PLANNER™ certification in 1999 and currently holds FINRA Securities licenses 6, 7 and 63, in addition to being Ohio life and variable annuity licensed.
Kelly is an avid Cleveland sports fan; her favorite sports memory is attending the 2016 Cavs championship parade with 1.3 million friends. She also likes to volunteer for local organizations and loves spending time with her family, especially her grandchildren. Kelly resides in Chagrin Falls, OH with her husband James and two dogs, Barkley and Dunkin.
Securities offered through Cadaret, Grant & Co., Inc., an SEC Registered Investment Advisor and member FINRA/SIPC. Advisory services offered through Cadaret, Grant & Co., Inc. and Cedar Brook Group, an SEC Registered Investment Advisor. Cadaret, Grant & Co. and Cedar Brook are separate entities. This site is published for residents of the United States and is for informational purposes only and does not constitute an offer to sell or a solicitation of an offer to buy any security or product that may be referenced herein. Persons mentioned on this website may only offer services and transact business and/or respond to inquiries in states or jurisdictions in which they have been properly registered or are exempt from registration. Not all products and services referenced on this site are available in every state, jurisdiction or from every person listed.
Third-party rankings and recognitions are no guarantee of future investment success and do not ensure that a client or prospective client will experience a higher level of performance or results. These ratings should not be construed as an endorsement of the advisor by any client nor are they representative of any one client’s evaluation.
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